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PLAYBOOK TEMPLATES
Investment Advisory Agreement
An Investment Advisory Agreement outlines the relationship between an advisor and client, specifying fiduciary duties and compensation. This playbook emphasizes regulatory compliance, performance reporting, and termination triggers.
Covenants & Undertakings
Negotiation strategy
Ensure covenants are clear and time-limited, allowing for operational flexibility. Negotiate for consent rights and waiver procedures to manage compliance efficiently.
Focus on obtaining commercially reasonable obligations that do not impose undue burdens. Advocate for clear waiver procedures to maintain operational flexibility.
Essential elements
1
Compliance Obligations
Adherence to laws and regulations.
2
Consent Rights
Mechanisms for obtaining approvals.
3
Waiver Procedures
Conditions for waiving obligations.
Action framework
ACCEPT
Propose edits when obligations are unclear or overly burdensome.
EDIT
Reject clauses that impose unreasonable restrictions without flexibility.
ADD
Add language for consent rights and waiver procedures if missing.
PRO TIP
Always ensure covenants include flexibility mechanisms to adapt to changing circumstances.
Real-world examples
FAVORABLE
Preferred Clause
"The parties shall comply with all applicable laws and regulations, subject to consent rights and waiver procedures as outlined herein."
NEUTRAL
Fallback Clause
"The parties agree to adhere to the specified conduct requirements, with the possibility of waivers upon mutual consent."
UNFAVORABLE
Overly Restrictive Clause
"The parties must adhere to all conduct requirements without any possibility of waiver or consent."
Alternative scenarios & positions
High-Risk Projects
In high-risk projects, covenants should include detailed compliance checks and robust waiver procedures to manage potential liabilities.
Cross-Border Transactions
For cross-border deals, ensure covenants account for jurisdictional differences and include adaptability clauses for regulatory changes.
Start-Up Ventures
In start-up contexts, covenants should be flexible to accommodate rapid growth and evolving business models.
Access all other DocJuris Playbooks
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Unlike complex CLMs with long implementations and steep learning curves, DocJuris is built for speed and simplicity. We integrate with your workflow—whether connecting to a CLM or uploading agreements manually—so you're up and running in days, not months.
WEEK 1
CLM Readiness and Design
Our CX team works with you to understand your contracting challenges, prioritize key workflows, and identify the biggest impact areas. We build a tailored implementation plan that fits your needs.
WEEK 2
Install Module
We connect DocJuris to your contract repositories, set up admin and user accounts, and ensure your environment is ready for success.
WEEK 3
Deliver & Test
Your team builds initial playbooks, reviews existing clause libraries, and trains the DocJuris agent to align with your internal standards and negotiation positions.
WEEK 4
Launch
We support you in rolling out DocJuris to a pilot group or your full organization—with launch materials, training, and hands-on support to drive adoption from day one.
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